Filing Details

Accession Number:
0001179110-11-013316
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-15 17:22:13
Reporting Period:
2011-09-13
Filing Date:
2011-09-15
Accepted Time:
2011-09-15 17:22:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
881790 Hf Financial Corp HFFC Savings Institution, Federally Chartered (6035) 460418532
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211721 L Darrel Posegate Hf Financial Corp.
225 S. Main Avenue
Sioux Falls SD 57104
Executive Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-09-13 46 $7.80 23,784 No 4 S Direct
Common Stock Disposition 2011-09-13 100 $7.81 23,684 No 4 S Direct
Common Stock Disposition 2011-09-13 68 $7.83 23,616 No 4 S Direct
Common Stock Disposition 2011-09-14 106 $8.10 23,510 No 4 S Direct
Common Stock Disposition 2011-09-15 84 $8.10 23,426 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 287 Indirect By ESOP
Common Stock 5,756 Indirect By 401(k)
Common Stock 243 Indirect By Spouse IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Ownership (Right to Buy) $14.88 2005-06-30 2014-09-08 2,777 2,777 Direct
Common Stock Stock Appreciation Right $16.00 2007-09-13 2016-09-13 3,410 3,410 Direct
Common Stock Stock Appreciation Right $16.10 2008-09-12 2017-09-12 5,715 5,715 Direct
Common Stock Stock Appreciation Rights $14.71 2009-09-10 2018-09-10 9,139 9,139 Direct
Common Stock Stock Appreciation Rights $12.48 2010-09-09 2019-09-09 18,453 18,453 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-09-08 2,777 2,777 Direct
2016-09-13 3,410 3,410 Direct
2017-09-12 5,715 5,715 Direct
2018-09-10 9,139 9,139 Direct
2019-09-09 18,453 18,453 Direct
Footnotes
  1. Option becomes exercisable in equal amounts over a 3-year period beginning 6/30/2005.
  2. The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2007.
  3. The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/12/2008.
  4. The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/10/2009.
  5. The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/10/2010.
  6. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 02/25/2011.
  7. Allocation of shares pursuant to Issuer's Employee Stock Ownership Plan for the Plan Year ended 06/30/2011, of which Reporting Person was notified by a statement issued 09/14/2011.
  8. These shares were acquired after 06/30/2010, during the fiscal year, pursuant to the HF Financial Corp. Retirement Savings Plan, at prices ranging from $9.00 to $11.24. The information reported herein is based on a plan statement dated 06/30/2011 and issued on 09/14/2011.