Filing Details
- Accession Number:
- 0001179110-11-013314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-15 17:21:32
- Reporting Period:
- 2011-09-13
- Filing Date:
- 2011-09-15
- Accepted Time:
- 2011-09-15 17:21:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881790 | Hf Financial Corp | HFFC | Savings Institution, Federally Chartered (6035) | 460418532 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211855 | A/Sd/ David Brown | Hf Financial Corp. 225 S. Main Avenue Sioux Falls SD 57104 | Sr. Vice President/Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-09-13 | 25 | $7.84 | 14,052 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-13 | 68 | $7.83 | 13,984 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-14 | 40 | $8.10 | 13,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-15 | 33 | $8.10 | 13,911 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,602 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $9.92 | 2003-06-30 | 2012-09-11 | 3,934 | 3,934 | Direct |
Common Stock | Employee Stock Ownership (Right to Buy) | $14.75 | 2004-06-30 | 2013-09-10 | 1,849 | 1,849 | Direct |
Common Stock | Employee Stock Ownership (Right to Buy) | $14.88 | 2005-06-30 | 2014-09-08 | 4,514 | 4,514 | Direct |
Common Stock | Stock Appreciation Rights | $16.00 | 2007-09-13 | 2016-09-13 | 1,686 | 1,686 | Direct |
Common Stock | Stock Appreciation Rights | $16.10 | 2008-09-12 | 2017-09-12 | 2,268 | 2,268 | Direct |
Common Stock | Stock Appreciation Rights | $14.71 | 2009-09-10 | 2018-09-10 | 3,409 | 3,409 | Direct |
Common Stock | Stock Appreciation Rights | $12.48 | 2010-09-09 | 2019-09-09 | 7,971 | 7,971 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-09-11 | 3,934 | 3,934 | Direct |
2013-09-10 | 1,849 | 1,849 | Direct |
2014-09-08 | 4,514 | 4,514 | Direct |
2016-09-13 | 1,686 | 1,686 | Direct |
2017-09-12 | 2,268 | 2,268 | Direct |
2018-09-10 | 3,409 | 3,409 | Direct |
2019-09-09 | 7,971 | 7,971 | Direct |
Footnotes
- The option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2003.
- The option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2004.
- The option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2005.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2007.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/12/2008.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/10/2009.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/09/2010.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 02/25/11.
- Allocation of shares pursuant to Issuer's Employee Stock Ownership Plan for the Plan Year ended 06/30/2011, of which Reporting Person was notified by a statement issued 09/14/2011