Filing Details

Accession Number:
0001209191-11-048029
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-15 16:38:03
Reporting Period:
2011-09-13
Filing Date:
2011-09-15
Accepted Time:
2011-09-15 16:38:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469469 R Douglas Bettinger C/O Avago Technologies Us Inc.
350 West Trimble Road
San Jose CA 95131
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2011-09-13 7,500 $10.68 17,093 No 4 M Direct
Ordinary Shares Acquisiton 2011-09-13 90,000 $10.68 107,093 No 4 M Direct
Ordinary Shares Disposition 2011-09-13 7,500 $34.00 99,593 No 4 S Direct
Ordinary Shares Disposition 2011-09-13 90,000 $34.00 9,593 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (Right to Buy) Disposition 2011-09-13 7,500 $0.00 7,500 $10.68
Ordinary Shares Employee Stock Option (Right to Buy) Disposition 2011-09-13 90,000 $0.00 90,000 $10.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,000 2018-08-03 No 4 M Direct
60,000 2018-08-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 5,543 Indirect By Trust
Footnotes
  1. Includes 1185 shares acquired under the Avago Technologies Limited Employee Share Purchase Plan ("ESPP") on March 14, 2011 and 75 shares acquired under the ESPP on September 14, 2011.
  2. Includes 8,333 restricted share units. Upon vesting thereof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) restricted stock unit.
  3. Shares held by Douglas R. Bettinger as Trustee for the Bettinger Family Revocable Trust, dated June 6, 2007.
  4. After completion of the transaction reported on this Form 4, the remaining 120,000 shares subject to this option will vest with respect to 30,000 shares on August 4 of each of 2012, 2013, 2014 and 2015.
  5. The option vests with respect to 20% of the shares subject thereto on each anniversary of August 4, 2008, such that the option will be fully vested and exercisable on August 4, 2013.