Filing Details
- Accession Number:
- 0001209191-11-048029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-15 16:38:03
- Reporting Period:
- 2011-09-13
- Filing Date:
- 2011-09-15
- Accepted Time:
- 2011-09-15 16:38:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469469 | R Douglas Bettinger | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2011-09-13 | 7,500 | $10.68 | 17,093 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2011-09-13 | 90,000 | $10.68 | 107,093 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2011-09-13 | 7,500 | $34.00 | 99,593 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2011-09-13 | 90,000 | $34.00 | 9,593 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2011-09-13 | 7,500 | $0.00 | 7,500 | $10.68 |
Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2011-09-13 | 90,000 | $0.00 | 90,000 | $10.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
120,000 | 2018-08-03 | No | 4 | M | Direct | |
60,000 | 2018-08-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 5,543 | Indirect | By Trust |
Footnotes
- Includes 1185 shares acquired under the Avago Technologies Limited Employee Share Purchase Plan ("ESPP") on March 14, 2011 and 75 shares acquired under the ESPP on September 14, 2011.
- Includes 8,333 restricted share units. Upon vesting thereof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) restricted stock unit.
- Shares held by Douglas R. Bettinger as Trustee for the Bettinger Family Revocable Trust, dated June 6, 2007.
- After completion of the transaction reported on this Form 4, the remaining 120,000 shares subject to this option will vest with respect to 30,000 shares on August 4 of each of 2012, 2013, 2014 and 2015.
- The option vests with respect to 20% of the shares subject thereto on each anniversary of August 4, 2008, such that the option will be fully vested and exercisable on August 4, 2013.