Filing Details
- Accession Number:
- 0001140361-11-045982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-15 12:05:41
- Reporting Period:
- 2011-09-14
- Filing Date:
- 2011-09-15
- Accepted Time:
- 2011-09-15 12:05:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1332215 | H Lloyd Dean | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-14 | 1,000 | $3.13 | 10,000 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2011-09-14 | 2,000 | $3.14 | 12,000 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2011-09-14 | 2,000 | $3.15 | 14,000 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2011-09-14 | 1,000 | $3.18 | 15,000 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock | 21,000 | Direct |
Footnotes
- These shares are owned by Lloyd H. Dean,TTE and Suzanne R. Dean, TTE, U/A DTD 8/13/2002, the Dean Family Trust.
- The restricted stock vests fifty percent (50%) on November 1, 2011 and fifty percent (50%) on November 1, 2012, subject to Mr. Dean's continued service to the Company.