Filing Details

Accession Number:
0001736297-25-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-28 18:34:40
Reporting Period:
2025-02-26
Filing Date:
2025-02-28
Accepted Time:
2025-02-28 18:34:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1736297 Astera Labs Inc. ALAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399546 Truett Michael Tate C/O Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2025-02-26 125,800 $0.00 1,244,796 No 4 G Indirect By Tate Trust
Common Stock Acquisiton 2025-02-26 125,800 $0.00 125,800 No 4 G Indirect By CRUT Trust
Common Stock Disposition 2025-02-26 125,800 $82.53 0 No 4 S Indirect By CRUT Trust
Common Stock Disposition 2025-02-27 125,800 $0.00 1,118,996 No 4 G Indirect By Tate Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect By Tate Trust
No 4 G Indirect By CRUT Trust
No 4 S Indirect By CRUT Trust
No 4 G Indirect By Tate Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 244,242 Direct
Footnotes
  1. Represents a bona fide gift of shares to Michael T Tate and Jeanne Larue Tate as Trustees of the GlobalStar 2025 CRUT (the "CRUT Trust"), a charitable remainder unitrust.
  2. These shares are owned directly by Michael T Tate and Jeanne Larue Tate as Trustees of the Tate 1997 Living Trust Dated April 24, 1997 (the "Tate Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  3. These shares are owned directly by the CRUT Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.5000 to $82.8200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Represents a bona fide gift of shares to a non-affiliated entity.