Filing Details
- Accession Number:
- 0001758554-25-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-28 17:13:45
- Reporting Period:
- 2025-02-26
- Filing Date:
- 2025-02-28
- Accepted Time:
- 2025-02-28 17:13:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392941 | Sara Chiu-Chu Liang Liu | 980 Rock Avenue San Jose CA 95131 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2025-02-26 | 46,293 | $50.17 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2025-02-27 | 2,040 | $0.00 | 2,040 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2025-02-27 | 1,000,000 | $0.00 | 1,000,000 | $45.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,040 | No | 4 | A | Direct | ||
| 1,000,000 | 2033-11-14 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 67,403,640 | Indirect | By Spouse |
Footnotes
- The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.105 to $50.33, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.
- On November 14, 2023, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 5,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On February 27, 2025, achievement of the revenue goal for the first tranche of 1,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $45 stock price (after giving effect to the Issuer's 10 for 1 stock split) goal achievement for the first tranche had previously been certified, and, as a result, the 1,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) associated therewith were earned and became exercisable.
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