Filing Details
- Accession Number:
- 0001179110-11-013264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-14 17:58:44
- Reporting Period:
- 2011-09-12
- Filing Date:
- 2011-09-14
- Accepted Time:
- 2011-09-14 17:58:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207712 | A Phillip Clough | 400 East Pratt Street, Suite 910 Baltimore MD 21202-3116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-12 | 20,000 | $12.89 | 35,167 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-12 | 5,000 | $14.75 | 40,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-12 | 25,000 | $29.00 | 15,167 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-13 | 4,393 | $14.75 | 19,561 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-13 | 4,393 | $29.00 | 15,167 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2011-09-12 | 20,000 | $12.89 | 20,000 | $12.89 |
Common Stock | Employee Stock Option | Disposition | 2011-09-12 | 5,000 | $14.75 | 9,393 | $14.75 |
Common Stock | Employee Stock Option | Disposition | 2011-09-13 | 4,393 | $14.75 | 4,393 | $14.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-04-03 | No | 4 | M | Direct | |
4,393 | 2016-10-02 | No | 4 | M | Direct | |
0 | 2016-10-02 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $11.19 | 2017-10-01 | 8,560 | 8,560 | Direct | |
Common Stock | Employee Stock Option | $11.66 | 2018-06-03 | 15,082 | 15,082 | Direct | |
Common Stock | Employee Stock Option | $8.55 | 2019-04-28 | 21,086 | 21,086 | Direct | |
Common Stock | Employee Stock Option | $10.70 | 2020-02-01 | 18,612 | 18,612 | Direct | |
Common Stock | Employee Stock Option | $14.30 | 2021-02-01 | 15,012 | 15,012 | Direct | |
Common Stock | Restricted Stock Grant | $14.30 | 2021-02-01 | 2,517 | 2,517 | Direct | |
Common Stock | Restricted Stock Grant | $14.30 | 2021-02-01 | 2,098 | 2,098 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-10-01 | 8,560 | 8,560 | Direct |
2018-06-03 | 15,082 | 15,082 | Direct |
2019-04-28 | 21,086 | 21,086 | Direct |
2020-02-01 | 18,612 | 18,612 | Direct |
2021-02-01 | 15,012 | 15,012 | Direct |
2021-02-01 | 2,517 | 2,517 | Direct |
2021-02-01 | 2,098 | 2,098 | Direct |
Footnotes
- These options became fully vested on April 3, 2008.
- These options became fully vested on October 2, 2007.
- These options became fully vested on October 1, 2008.
- These options became fully vested on April 29, 2009.
- These options became fully vested on February 18, 2010.
- These options became fully vested on February 1, 2011.
- These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2012.
- These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2012.
- These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2012.