Filing Details

Accession Number:
0001179110-11-013264
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-14 17:58:44
Reporting Period:
2011-09-12
Filing Date:
2011-09-14
Accepted Time:
2011-09-14 17:58:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207712 A Phillip Clough 400 East Pratt Street, Suite 910
Baltimore MD 21202-3116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-12 20,000 $12.89 35,167 No 4 M Direct
Common Stock Acquisiton 2011-09-12 5,000 $14.75 40,167 No 4 M Direct
Common Stock Disposition 2011-09-12 25,000 $29.00 15,167 No 4 S Direct
Common Stock Acquisiton 2011-09-13 4,393 $14.75 19,561 No 4 M Direct
Common Stock Disposition 2011-09-13 4,393 $29.00 15,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2011-09-12 20,000 $12.89 20,000 $12.89
Common Stock Employee Stock Option Disposition 2011-09-12 5,000 $14.75 9,393 $14.75
Common Stock Employee Stock Option Disposition 2011-09-13 4,393 $14.75 4,393 $14.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-04-03 No 4 M Direct
4,393 2016-10-02 No 4 M Direct
0 2016-10-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $11.19 2017-10-01 8,560 8,560 Direct
Common Stock Employee Stock Option $11.66 2018-06-03 15,082 15,082 Direct
Common Stock Employee Stock Option $8.55 2019-04-28 21,086 21,086 Direct
Common Stock Employee Stock Option $10.70 2020-02-01 18,612 18,612 Direct
Common Stock Employee Stock Option $14.30 2021-02-01 15,012 15,012 Direct
Common Stock Restricted Stock Grant $14.30 2021-02-01 2,517 2,517 Direct
Common Stock Restricted Stock Grant $14.30 2021-02-01 2,098 2,098 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-10-01 8,560 8,560 Direct
2018-06-03 15,082 15,082 Direct
2019-04-28 21,086 21,086 Direct
2020-02-01 18,612 18,612 Direct
2021-02-01 15,012 15,012 Direct
2021-02-01 2,517 2,517 Direct
2021-02-01 2,098 2,098 Direct
Footnotes
  1. These options became fully vested on April 3, 2008.
  2. These options became fully vested on October 2, 2007.
  3. These options became fully vested on October 1, 2008.
  4. These options became fully vested on April 29, 2009.
  5. These options became fully vested on February 18, 2010.
  6. These options became fully vested on February 1, 2011.
  7. These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2012.
  8. These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2012.
  9. These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2012.