Filing Details
- Accession Number:
- 0000950170-25-029953
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-28 15:48:23
- Reporting Period:
- 2025-02-26
- Filing Date:
- 2025-02-28
- Accepted Time:
- 2025-02-28 15:48:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421764 | R Paul Oldham | 1595 Wynkoop Street, Suite 800 Denver CO 80202 | Evp, Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-02-26 | 6,042 | $85.97 | 43,829 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-02-26 | 4,981 | $125.00 | 38,848 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2025-02-26 | 1,061 | $125.00 | 37,787 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2025-02-26 | 6,042 | $0.00 | 6,042 | $85.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,084 | 2023-03-16 | 2033-03-16 | No | 4 | M | Direct |
Footnotes
- Payment of tax liability and option exercise price by withholding securities incident to options exercised and same-day-sale.
- The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2024.
- Represents 8,864 shares of unvested restricted stock units and 24,576 shares of common stock.
Billionaire Hedge Funds
