Filing Details
- Accession Number:
- 0001181431-11-049321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-14 17:11:59
- Reporting Period:
- 2011-09-12
- Filing Date:
- 2011-09-14
- Accepted Time:
- 2011-09-14 17:11:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1476070 | Jr H David Morton | Seagate Technology 920 Disc Drive Scotts Valley CA 950600 | Vp,Finance,Treasurer &Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock Units | Acquisiton | 2011-09-12 | 11,700 | $0.00 | 32,323 | No | 4 | A | Direct | |
Ordinary Shares | Disposition | 2011-09-13 | 243 | $11.31 | 32,080 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2011-09-14 | 872 | $11.76 | 31,208 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2011-09-14 | 100 | $11.76 | 31,108 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | NQ Stock Options | Acquisiton | 2011-09-12 | 29,250 | $0.00 | 29,250 | $11.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,250 | 2012-09-12 | 2018-09-12 | No | 4 | A | Direct |
Footnotes
- Includes 271 shares purchased on July 31, 2011 under the Employee Stock Purchase Plan at $11.8065 per share.
- Consists of a grant of restricted stock units awarded to the Reporting Person under the 2004 Stock Compensation Plan for no consideration. Each restricted stock unit represents a contingent right to receive one share of Seagate ordinary shares. Subject to that Person's Continuous Service with the Company, vestedd shares to be released to the Reporting Person on each of the first four anniversaries of the vesting commencement date of September 12, 2011.
- Shares sold pursuant to vesting provisions under the restricted stock unit award issued on Septmber 12, 2008. Shares sold to pay tax liabilities resulting from the vesting of 666 Restricted Stock Units on September 12, 2011. The sale was effected to a 10b5-1 trading plan.
- Shares sold pursuant to vesting provisions under the restricted stock unit award issued on Septmber 13, 2010. Shares sold to pay tax liabilities resulting from the vesting of 2,750 Restricted Stock Units on September 13, 2011. The sale was effected to a 10b5-1 trading plan.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four year vesting schedule. One quarter of the option shares will vest on September 12, 2012. The remaining option shares vested proportionally each month over the 36 months following September 12, 2012.