Filing Details
- Accession Number:
- 0001397911-25-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-27 18:14:24
- Reporting Period:
- 2025-02-25
- Filing Date:
- 2025-02-27
- Accepted Time:
- 2025-02-27 18:14:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397911 | Lpl Financial Holdings Inc. | LPLA | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 203717839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2050551 | Eliot Marc Cohen | C/O Lpl Financial Holdings Inc. 4707 Executive Drive San Diego CA 92121 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-02-25 | 1,140 | $0.00 | 5,074 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2025-02-25 | 673 | $357.36 | 4,401 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-02-25 | 774 | $0.00 | 5,175 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2025-02-26 | 1,100 | $365.85 | 4,075 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19 | Indirect | Held by the Reporting Person's spouse |
Footnotes
- Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award.
- These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
- Consists of (i) 2,353.2114 shares of Common Stock; (ii) 222 restricted stock units that vest in full on February 25, 2026; (iii) 170 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; (iv) 556 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) the restricted stock units reported on this Form 4.
Billionaire Hedge Funds
