Filing Details
- Accession Number:
- 0000914536-11-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-14 16:42:34
- Reporting Period:
- 2011-09-02
- Filing Date:
- 2011-09-14
- Accepted Time:
- 2011-09-14 16:42:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 914536 | Sfn Group Inc. | SFN | Services-Help Supply Services (7363) | 363536544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103182 | W Mark Smith | C/O Sfn Group, Inc. 2050 Spectrum Boulevard Ft. Lauderdale FL 33309 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-02 | 42,000 | $0.00 | 150,789 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-02 | 42,000 | $14.00 | 108,789 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2011-09-02 | 108,789 | $14.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-02 | 2,239 | $14.00 | 0 | No | 4 | D | Indirect | By 401(k) plan |
| Common Stock | Disposition | 2011-09-02 | 201,196 | $14.00 | 0 | No | 4 | D | Indirect | By DCP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Indirect | By 401(k) plan |
| No | 4 | D | Indirect | By DCP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Deferred Stock Units | Disposition | 2011-09-02 | 29,241 | $14.00 | 29,241 | $0.00 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 33,335 | $12.60 | 33,335 | $1.40 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 13,334 | $8.09 | 13,334 | $5.91 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 16,103 | $7.79 | 16,103 | $6.21 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 19,458 | $6.12 | 19,458 | $7.88 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 25,284 | $6.09 | 25,284 | $7.91 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 4,599 | $6.05 | 4,599 | $7.95 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 11,261 | $5.12 | 11,261 | $8.88 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 12,131 | $4.01 | 12,131 | $9.99 |
| Common Stock | Incentive Stock Option (Right to buy) | Disposition | 2011-09-02 | 9,930 | $3.93 | 9,930 | $10.07 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 66,665 | $12.60 | 66,665 | $1.40 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 26,666 | $8.09 | 26,666 | $5.91 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 58,897 | $7.79 | 58,897 | $6.21 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 32,542 | $6.12 | 32,542 | $7.88 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 30,716 | $6.09 | 30,716 | $7.91 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 24,837 | $6.05 | 24,837 | $7.95 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 51,739 | $5.12 | 51,739 | $8.88 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 57,869 | $4.01 | 57,869 | $9.99 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-09-02 | 40,070 | $3.93 | 40,070 | $10.07 |
| Common Stock | Restricted Stock Units | Disposition | 2011-09-02 | 273,862 | $14.00 | 273,862 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | D | Direct | ||
| 0 | 2010-02-17 | 2016-02-17 | No | 4 | D | Direct |
| 0 | 2003-10-04 | 2012-10-04 | No | 4 | D | Direct |
| 0 | 2009-02-19 | 2015-02-19 | No | 4 | D | Direct |
| 0 | 2011-02-16 | 2017-02-16 | No | 4 | D | Direct |
| 0 | 2006-02-21 | 2015-02-21 | No | 4 | D | Direct |
| 0 | 2003-08-09 | 2012-08-09 | No | 4 | D | Direct |
| 0 | 2008-02-20 | 2014-02-20 | No | 4 | D | Direct |
| 0 | 2004-12-18 | 2013-12-18 | No | 4 | D | Direct |
| 0 | 2007-02-21 | 2016-02-21 | No | 4 | D | Direct |
| 0 | 2010-02-17 | 2016-02-17 | No | 4 | D | Direct |
| 0 | 2003-10-04 | 2012-10-04 | No | 4 | D | Direct |
| 0 | 2009-02-19 | 2015-02-19 | No | 4 | D | Direct |
| 0 | 2011-02-16 | 2017-02-16 | No | 4 | D | Direct |
| 0 | 2006-02-21 | 2015-02-21 | No | 4 | D | Direct |
| 0 | 2003-08-09 | 2012-08-09 | No | 4 | D | Direct |
| 0 | 2008-02-20 | 2014-02-20 | No | 4 | D | Direct |
| 0 | 2004-12-18 | 2013-12-18 | No | 4 | D | Direct |
| 0 | 2007-02-21 | 2016-02-21 | No | 4 | D | Direct |
| 0 | No | 4 | D | Direct |
Footnotes
- These shares were disposed of pursuant to a July 20, 2011 merger agreement among the Issuer, Randstad North America, L.P. and Cosmo Delaware Acquisition Corp. for a per share cash payment of $14.
- These vested deferred stock units do not expire, and were disposed of pursuant to a July 20, 2011 merger agreement among the Issuer, Randstad North America, L.P. and Cosmo Delaware Acquisition Corp. for a per share cash payment of $14.
- This option was disposed of pursuant to a July 20, 2011 merger agreement among the Issuer, Randstad North America, L.P. and Cosmo Delaware Acquisition Corp. for a per share cash payment equal to the difference between $14 and the exercise price of the option.
- These restricted stock units (which do not expire) that fully vested in connection with the tender offer were disposed of pursuant to a July 20, 2011 merger agreement among the Issuer, Randstad North America, L.P. and Cosmo Delaware Acquisition Corp. for a per share cash payment of $14.
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