Filing Details
- Accession Number:
- 0000914190-11-000527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-14 16:02:32
- Reporting Period:
- 2011-09-13
- Filing Date:
- 2011-09-14
- Accepted Time:
- 2011-09-14 16:02:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719866 | Arctic Cat Inc | ACAT | Miscellaneous Transportation Equipment (3790) | 411443470 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417854 | Ellen Mary Walker | 505 Highway 169 North Suite 1000 Plymouth MN 55441 | Vp Gen Mgr Of Pg&A And Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-13 | 10,422 | $13.37 | 22,666 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-13 | 15 | $13.37 | 22,681 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-13 | 9,563 | $13.37 | 32,244 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-13 | 20,000 | $16.03 | 12,244 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-13 | 11,366 | $6.26 | 23,610 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-13 | 11,366 | $16.07 | 12,244 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-13 | 23,651 | $9.57 | 35,895 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-13 | 23,651 | $16.11 | 12,244 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-13 | 10,422 | $0.00 | 22,422 | $13.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-13 | 15 | $0.00 | 15 | $13.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-13 | 9,563 | $0.00 | 9,563 | $13.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-13 | 23,651 | $0.00 | 23,651 | $9.57 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-09-13 | 11,366 | $0.00 | 22,734 | $6.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-11-05 | 2017-11-05 | No | 4 | M | Direct |
0 | 2007-11-05 | 2017-11-05 | No | 4 | M | Direct |
0 | 2007-11-05 | 2017-11-05 | No | 4 | M | Direct |
0 | 2018-08-07 | No | 4 | M | Direct | |
11,368 | 2019-08-06 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $9.57 | 2018-08-07 | 10,449 | 10,449 | Direct | |
Common Stock | Stock Option (Right to Buy) | $6.26 | 2019-08-06 | 11,366 | 11,366 | Direct | |
Common Stock | Stock Option (Right to Buy) | $10.79 | 2020-04-01 | 11,940 | 11,940 | Direct | |
Common Stock | Stock Option (Right to Buy) | $10.79 | 2020-04-01 | 22,160 | 22,160 | Direct | |
Common Stock | Stock Option (Right to Buy) | $15.77 | 2021-04-01 | 5,868 | 5,868 | Direct | |
Common Stock | Stock Option (Right to Buy) | $15.77 | 2021-04-01 | 11,702 | 11,702 | Direct | |
Common Stock | Stock-Settled Appreciation Rights | $11.05 | 2015-06-01 | 11,333 | 11,333 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-08-07 | 10,449 | 10,449 | Direct |
2019-08-06 | 11,366 | 11,366 | Direct |
2020-04-01 | 11,940 | 11,940 | Direct |
2020-04-01 | 22,160 | 22,160 | Direct |
2021-04-01 | 5,868 | 5,868 | Direct |
2021-04-01 | 11,702 | 11,702 | Direct |
2015-06-01 | 11,333 | 11,333 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.98 to $16.05 inclusive. The reporting person undertakes to provide Arctic Cat Inc. any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.25 inclusive. The reporting person undertakes to provide Arctic Cat Inc. any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.08 to $16.21 inclusive. The reporting person undertakes to provide Arctic Cat Inc. any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Vests in three equal installments beginning on August 7, 2009.
- Vests in three equal installments beginning on August 6, 2010.
- Vests in three equal installments beginning on April 1, 2011.
- Vests in three equal installments beginning on April 1, 2012.
- The Right may be exercised after the Company's Common Stock trades at a market price of $2.00 more than the exercise price of the Stock Settled Appreciation Rights ("SSAR") for 30 of the preceeding 40 trading days; provided the Right may not be exercised prior to March 31, 2011.