Filing Details
- Accession Number:
- 0001209191-11-047773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-13 20:00:51
- Reporting Period:
- 2011-09-09
- Filing Date:
- 2011-09-13
- Accepted Time:
- 2011-09-13 20:00:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311175 | Richard Goudis | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-09 | 3,150 | $16.40 | 128,693 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-09 | 1,983 | $53.81 | 126,710 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-09-09 | 26,634 | $21.57 | 153,344 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-09 | 18,125 | $53.81 | 135,219 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-09-09 | 7,200 | $21.92 | 142,419 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-09 | 4,926 | $53.81 | 137,493 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-09-09 | 8,878 | $6.82 | 146,371 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-09 | 4,745 | $53.81 | 141,626 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-09-09 | 13,273 | $22.94 | 154,899 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-09 | 9,214 | $53.81 | 145,685 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-09-13 | 20,142 | $55.00 | 125,543 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2011-09-09 | 3,150 | $0.00 | 3,150 | $16.40 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-09-09 | 26,634 | $0.00 | 26,634 | $21.57 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-09-09 | 7,200 | $0.00 | 7,200 | $21.92 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-09-09 | 8,878 | $0.00 | 8,878 | $6.82 |
Common Stock | Stock Appreciation Rights | Disposition | 2011-09-09 | 13,273 | $0.00 | 13,273 | $22.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-23 | No | 4 | M | Direct | |
0 | 2018-02-28 | No | 4 | M | Direct | |
0 | 2018-08-04 | No | 4 | M | Direct | |
26,634 | 2019-02-27 | No | 4 | M | Direct | |
53,093 | 2020-05-07 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2011.
- These stock appreciation rights were fully vested as of December 31, 2010.
- On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 1,575 additional stock appreciation rights with respect to this award.
- These stock appreciation rights were fully vested as of February 28, 2011.
- On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 13,317 additional stock appreciation rights with respect to this award.
- These stock appreciation rights were fully vested as of August 4, 2011.
- On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 3,600 additional stock appreciation rights with respect to this award.
- These stock appreciation rights vested as to 20% of the award on each of February 27, 2010 and February 27, 2011 and will vest as to the remaining 60% of the award on February 27, 2012.
- On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 17,576 additional stock appreciation rights with respect to this award.
- These stock appreciation rights vested as to 20% of the award on May 7, 2011 and will vest as to 20% of the award on May 7, 2012 and as to 60% of the award on May 7, 2013.
- On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 33,183 additional stock appreciation rights with respect to this award.