Filing Details
- Accession Number:
- 0000950170-25-025971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-24 20:34:55
- Reporting Period:
- 2025-02-20
- Filing Date:
- 2025-02-24
- Accepted Time:
- 2025-02-24 20:34:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689876 | T Daniel Whalen | 2590 Orchard Parkway San Jose CA 95131 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-02-24 | 2,000 | $10.19 | 7,840 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2025-02-24 | 1,000 | $10.08 | 8,840 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2025-02-20 | 16,143 | $0.00 | 16,143 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,143 | 2026-02-15 | 2026-02-15 | No | 4 | A | Direct |
Footnotes
- These shares were acquired by Mr. Whalen in an open market purchase of Harmonic Inc. Common Stock.
- Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
- The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. Vested shares will be delivered to the reporting person on or immediately following February 15, 2026.
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