Filing Details

Accession Number:
0001628280-25-007240
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-21 20:00:22
Reporting Period:
2025-02-14
Filing Date:
2025-02-21
Accepted Time:
2025-02-21 20:00:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1779372 Heartbeam Inc. BEAT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034413 Richard Ferrari 2118 Walsh Ave, Suite 210
Santa Clara CA 95050
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-02-14 29,412 $1.70 179,136 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 65,653 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock (right to buy) $0.28 2030-05-12 27,272 27,272 Direct
Common Stock Common Stock (right to buy) $2.50 2031-06-15 181,818 181,818 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2030-05-12 27,272 27,272 Direct
2031-06-15 181,818 181,818 Direct
Footnotes
  1. These shares were purchased in the Issuers offering which closed on February 14, 2025
  2. These shares are held by the Ferrari Living Trust, of which the Reporting Person is the trustee.
  3. Five forty-eighth of the shares vested on date of grant, May 12, 2020, one forty-eighth of the shares subject to the option vested June 12, 2020 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
  4. One forty-eighth of the shares subject to the option vest on June 15, 2021, and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.