Filing Details
- Accession Number:
- 0000912282-25-000188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-20 19:59:38
- Reporting Period:
- 2025-02-16
- Filing Date:
- 2025-02-20
- Accepted Time:
- 2025-02-20 19:59:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509261 | Rezolute Inc. | RZLT | Pharmaceutical Preparations (2834) | 273440894 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1755074 | Wladimir Hogenhuis | C/O Rezolute, Inc. 275 Shoreline Drive, Suite 500 Redwood City CA 94065 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2025-02-16 | 25,500 | $0.00 | 67,267 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2025-02-18 | 10,000 | $4.70 | 77,267 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Director Stock Option (Right to Buy) | Acquisiton | 2025-02-16 | 15,000 | $0.00 | 15,000 | $4.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2035-02-16 | No | 4 | A | Direct |
Footnotes
- Represents grant of restricted stock units which vest 100% on March 1, 2026.
- The options vest 100% on March 1, 2026.
- The purchase price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.69 to $4.70, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.