Filing Details

Accession Number:
0000912282-25-000188
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-20 19:59:38
Reporting Period:
2025-02-16
Filing Date:
2025-02-20
Accepted Time:
2025-02-20 19:59:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509261 Rezolute Inc. RZLT Pharmaceutical Preparations (2834) 273440894
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1755074 Wladimir Hogenhuis C/O Rezolute, Inc.
275 Shoreline Drive, Suite 500
Redwood City CA 94065
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2025-02-16 25,500 $0.00 67,267 No 4 A Direct
Common Shares Acquisiton 2025-02-18 10,000 $4.70 77,267 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Director Stock Option (Right to Buy) Acquisiton 2025-02-16 15,000 $0.00 15,000 $4.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2035-02-16 No 4 A Direct
Footnotes
  1. Represents grant of restricted stock units which vest 100% on March 1, 2026.
  2. The options vest 100% on March 1, 2026.
  3. The purchase price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.69 to $4.70, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.