Filing Details
- Accession Number:
- 0001185064-11-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-13 15:54:46
- Reporting Period:
- 2011-09-12
- Filing Date:
- 2011-09-13
- Accepted Time:
- 2011-09-13 15:54:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
23666 | Sara Lee Corp | SLE | Food And Kindred Products (2000) | 362089049 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185064 | S James Crown | 222 N Lasalle Street Ste 2000 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-12 | 7,500 | $17.00 | 40,000 | No | 4 | P | Indirect | See ftn. |
Common Stock | Acquisiton | 2011-09-12 | 7,500 | $17.00 | 27,500 | No | 4 | P | Indirect | Se ftn. |
Common Stock | Acquisiton | 2011-09-12 | 7,500 | $17.00 | 27,500 | No | 4 | P | Indirect | See ftn. |
Common Stock | Acquisiton | 2011-09-12 | 7,500 | $17.00 | 27,500 | No | 4 | P | Indirect | See ftn. |
Common Stock | Acquisiton | 2011-09-12 | 7,500 | $17.00 | 27,500 | No | 4 | P | Indirect | See ftn. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See ftn. |
No | 4 | P | Indirect | Se ftn. |
No | 4 | P | Indirect | See ftn. |
No | 4 | P | Indirect | See ftn. |
No | 4 | P | Indirect | See ftn. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 293,529 | Direct | |
Common Stock | 465,000 | Indirect | See ftn. |
Common Stock | 465,000 | Indirect | See ftn. |
Footnotes
- Held by Spouse
- Trust owned by child of Reporting Person (SOHC Trust No. 1). The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Trust owned by child of Reporting Person (VSC Trust No. 1). The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Trust owned by child of Reporting Person (HCC Trust No. 1). The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Trust owned by child of Reporting Person (WAHC Trust no. 1). The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Longview Trust Company LLC, an entity for which Reporting Person is a Manager, is the trustee of SOHC Trust No. 1, VSC Trust No. 1, HCC Trust No. 1, and WAHC Trust No. 1, which are trusts whose direct beneficiaries are the Reporting Person's children.
- Owned by a partnership, Crown Fund, of which Reporting Person is a partner.
- Owned by a partnership, Crown Fund II, of which Reporting Person is a partner.
- Includes 103,366 RSUs that may be settled only for shares of common stock. RSUs generally vest one year after the grant date and, on the settlement date, are convertible into shares of common stock on a one-for-one basis. The settlement date is six months after Reporting Person ceases to be a directyor of Sara Lee.