Filing Details
- Accession Number:
- 0000912282-25-000176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-19 21:16:08
- Reporting Period:
- 2024-06-25
- Filing Date:
- 2025-02-19
- Accepted Time:
- 2025-02-19 21:16:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1509261 | Rezolute Inc. | RZLT | Pharmaceutical Preparations (2834) | 273440894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768406 | Young-Jin Kim | C/O Rezolute, Inc. 275 Shoreline Drive, Suite 500 Redwood City CA 94065 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2025-02-16 | 25,500 | $0.00 | 140,950 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2024-06-25 | 1,250,000 | $4.00 | 7,192,617 | No | 4 | P | Indirect | Held by Handok, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Indirect | Held by Handok, Inc. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Director Stock Option (Right to Buy) | Acquisiton | 2025-02-16 | 15,000 | $0.00 | 15,000 | $4.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2035-02-16 | No | 4 | A | Direct |
Footnotes
- Represents grant of restricted stock units which vest 100% on March 1, 2026.
- The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any.
- The options vest 100% on March 1, 2026.
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