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Home > Insider Trading > Filing (0001718133-25-000005)

Filing Details

Accession Number:: 0001718133-25-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-02-19 19:57:10
Reporting Period:: 2025-02-19

Filing Date:: 2025-02-19
Accepted Time:: 2025-02-19 19:57:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718133	Yogi John Spence	321 N. Clark Street Chicago IL 60054	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	Acquisiton	2025-02-19	3,000	$6.41	549,806	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	20,977	Indirect	XMS Holdings, LLC
Common Shares Of Beneficial Ownership	10,250	Indirect	XA Investments, LLC
Common Shares Of Beneficial Ownership	800	Indirect	By Spouse

Footnotes

Shares beneficially owned reflect 551.97 received through the XFLT Dividend Reinvestment Plan. Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC
Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC
Shares owned by spouse include 18.399 shares received through the XFLT Dividend Reinvestment Plan