Filing Details

Accession Number:
0001127602-25-005665
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-19 18:59:52
Reporting Period:
2025-02-14
Filing Date:
2025-02-19
Accepted Time:
2025-02-19 18:59:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591994 Stanley Daniel Perotti C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-02-14 4,913 $0.00 42,414 No 4 A Direct
Common Stock Disposition 2025-02-14 10,500 $101.49 214,997 No 4 S Indirect The Perotti Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Indirect The Perotti Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonstatutory Stock Option (Right to Buy) Acquisiton 2025-02-14 12,529 $0.00 12,529 $101.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,529 2026-02-14 2035-02-13 No 4 A Direct
Footnotes
  1. The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.
  2. The reported amount consists of 17,462 restricted stock units and 24,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  3. The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024.
  4. The price reported is the weighted average price of multiple transactions at prices ranging from $101.08 to $102.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  5. This nonstatutory stock option to purchase 12,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.