Filing Details
- Accession Number:
- 0001164727-11-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-13 13:55:30
- Reporting Period:
- 2011-09-13
- Filing Date:
- 2011-09-13
- Accepted Time:
- 2011-09-13 13:55:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1179997 | T Richard Obrien | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Director, President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Acquisiton | 2011-09-13 | 40,000 | $42.06 | 290,187 | No | 4 | M | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2011-09-13 | 40,000 | $63.22 | 250,187 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-09-13 | 40,000 | $0.00 | 40,000 | $42.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2017-04-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices between $63.00 and $63.85. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- As of August 31, 2011, the reporting person held 1,482 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
- The option vested in three equal annual installments beginning April 30, 2008.