Filing Details

Accession Number:
0001783879-25-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-19 18:22:23
Reporting Period:
2025-02-14
Filing Date:
2025-02-19
Accepted Time:
2025-02-19 18:22:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783879 Robinhood Markets Inc. HOOD Security Brokers, Dealers & Flotation Companies (6211) 464364776
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1871212 Jason Warnick C/O Robinhood Markets, Inc.
85 Willow Road
Menlo Park CA 94025
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2025-02-14 150,000 $5.93 1,046,543 No 4 M Direct
Class A Common Stock Disposition 2025-02-14 150,000 $63.72 896,543 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2025-02-14 150,000 $0.00 150,000 $5.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
550,000 2028-12-14 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades during the day at prices ranging from $63.50 to $64.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  2. On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.