Filing Details
- Accession Number:
- 0001415889-25-004515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-18 19:00:12
- Reporting Period:
- 2025-02-13
- Filing Date:
- 2025-02-18
- Accepted Time:
- 2025-02-18 19:00:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1699838 | Confluent Inc. | CFLT | Services-Prepackaged Software (7372) | 471824387 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2037243 | Kong Phan | C/O Confluent, Inc. 899 W. Evelyn Avenue Mountain View CA 94041 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2025-02-13 | 4,000 | $4.71 | 183,939 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2025-02-13 | 2,000 | $15.68 | 185,939 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2025-02-13 | 5,196 | $36.13 | 180,743 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2025-02-13 | 1,150 | $36.65 | 179,593 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2025-02-13 | 4,000 | $0.00 | 4,000 | $4.71 |
| Class A Common Stock | Stock option (Right to Buy) | Disposition | 2025-02-13 | 2,000 | $0.00 | 2,000 | $15.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,334 | 2030-05-14 | No | 4 | M | Direct | |
| 28,000 | 2031-03-18 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.
- The shares were sold at prices ranging from $35.39 to $36.38. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares were sold at prices ranging from $36.51 to $36.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Fully vested.
- The shares subject to the option are immediately exercisable and vest monthly over four years from 3/19/2021, subject to the reporting person's continued service with the issuer at each such vest date.
Billionaire Hedge Funds
