Filing Details
- Accession Number:
- 0001144204-11-052105
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 15:10:41
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 14:10:41
- Original Submission Date:
- 2011-06-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498701 | Edward John Stuart | 800 Westchester Avenue Suite S-620 Rye Brook NY 10573 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-14 | 1,000 | $7.75 | 17,503 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Indirect | By Michele G. Stuart |
Common Stock | 8,980 | Indirect | By John E. Stuart GST Trust |
Common Stock | 6,258 | Indirect | By Mary E. Stuart 2001 Grantor Trust |
Common Stock | 209 | Indirect | By Full Circle Investments, LLC |
Common Stock | 106 | Indirect | By Full Circle Advisors, LLC |
Footnotes
- Amount includes 500 shares that were previously omitted due to a mathematical error and 749 shares issued under the company's dividend reinvestment plan that were previously omitted.
- Amount includes an additional 534 shares issued under the company's dividend reinvestment plan that were previously omitted.
- Amount includes an additional 211 shares issued under the company's dividend reinvestment plan that were previously omitted.
- Amount includes an additional 12 shares issued under the company's dividend reinvestment plan that were previously omitted.
- Amount includes an additional 6 shares issued under the company's dividend reinvestment plan that were previously omitted.
- Amount represents 197 shares owned by Full Circle Investments, LLC, of which Mr. Stuart is a managing member thereof.
- Amount represents 100 shares owned by Full Circle Advisors, LLC, of which Mr. Stuart is a managing member thereof.