Filing Details

Accession Number:
0001628280-25-005698
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-14 16:08:25
Reporting Period:
2024-05-17
Filing Date:
2025-02-14
Accepted Time:
2025-02-14 16:08:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501697 X4 Pharmaceuticals Inc XFOR Biological Products, (No Disgnostic Substances) (2836) 273181608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1644137 Mark Baldry C/O X4 Pharmaceuticals, Inc.
61 North Beacon Street 4Th Floor
Boston MA 02134
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-05-17 21,646 $0.68 115,769 No 4 P Direct
Common Stock Acquisiton 2024-11-15 13,404 $0.34 129,173 No 4 P Direct
Common Stock Acquisiton 2025-02-12 600,000 $0.00 729,173 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 A Direct
Footnotes
  1. The Reporting Person purchased shares of common stock through the Issuer's Amended and Restated 2017 Employee Stock Purchase Plan. Such purchases were inadvertently omitted from previous Form 4 filings and are now being reported.
  2. Grant of restricted stock units to the Reporting Person under the Issuer's Amended and Restated 2017 Equity Incentive Plan with each restricted stock unit representing the right to receive one share of common stock on the applicable vesting date. No amount was paid upon the grant of the restricted stock units. The restricted stock units vest in three equal annual installments on February 12, 2026, February 12, 2027 and February 12, 2028, subject to the Reporting Person continuing to provide service as an employee of the Issuer through such date.