Filing Details
- Accession Number:
- 0001179110-11-013151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-12 15:24:32
- Reporting Period:
- 2011-09-08
- Filing Date:
- 2011-09-12
- Accepted Time:
- 2011-09-12 15:24:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1491624 | Michael Honeyman | 38 Corporate Circle Albany NY 12203 | Coo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $.01 Per Share | Acquisiton | 2011-09-08 | 214 | $1.98 | 4,589 | No | 4 | P | Indirect | By Children |
| Common Stock Par Value $.01 Per Share | Acquisiton | 2011-09-12 | 57 | $2.01 | 4,646 | No | 4 | P | Indirect | By Children |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Children |
| No | 4 | P | Indirect | By Children |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Par Value $.01 Per Share | 20,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (Right to Buy) | $2.11 | 2020-05-06 | 700,000 | 700,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-05-06 | 700,000 | 700,000 | Direct |
Footnotes
- All of the transaction listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b)of the Securities Exchange Act.
- 300,000 of such options will vest ratably over four years, 200,000 of such options will cliff vest after three years of service and 200,000 of such options will cliff vest after four year of service.
Billionaire Hedge Funds
