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Filing Details

Accession Number:: 0001292960-11-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-09-12 14:33:32
Reporting Period:: 2011-09-12

Filing Date:: 2011-09-12
Accepted Time:: 2011-09-12 14:33:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1292960	A Alex Molinaroli	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-09-12	5,048	$28.40	32,250	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	45,316	Indirect	By 401(k) Plan Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units - Retirement Restoration Plan	$0.00			14,448	14,448	Direct
Common Stock	Phantom Stock Units - Annual Incentive Plan	$0.00			22,464	22,464	Direct
Common Stock	Phantom Stock Units - Long-Term Incentive Plan	$0.00			8,884	8,884	Direct
Common Stock	Phantom Stock Units - Restricted Stock Plan	$0.00	2012-11-01	2014-11-01	36,987	36,987	Direct
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	90,000	90,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	90,000	90,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	145,000	145,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$24.87	2011-10-01	2019-10-01	155,000	155,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	135,000	135,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	14,448	14,448	Direct
	22,464	22,464	Direct
	8,884	8,884	Direct
2014-11-01	36,987	36,987	Direct
2016-10-02	90,000	90,000	Direct
2017-10-01	90,000	90,000	Direct
2018-10-01	145,000	145,000	Direct
2019-10-01	155,000	155,000	Direct
2020-10-01	135,000	135,000	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $28.33 to $28.46, inclusive. The reporting person undertakes to provide to Johnson Controls, any security holder of Johnson Controls, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Includes the following shares of previously granted restricted stock which vest as follows: 9,750 on 11/1/2011, 11,250 on 11/2/2011 and 11,250 on 11/2/2013. The vesting of all shares of restricted stock is subject to continuous employment with the issuer.
The number of underlying securities is based on the stock fund balance on September 9, 2011. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 9, 2011, stock fund price of $28.90 per share, and includes a company match of 262.063 shares on February 17, 2011 at $42.07 per share.
Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan, and are to be settled 100% in cash following the reporting person's termination of employment with the company.
Includes 167.030 phantom stock units acquired through the reinvestment of dividends on January 4, April 5 and July 5, 2011, at prices ranging from $39.68 to $42.25 per phantom stock unit.
The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash following the reporting person's termination of employment with the company.
Includes 230.732 phantom stock units acquired through the reinvestment of dividends on January 4, April 5 and July 5, 2011, at prices ranging from $39.68 to $42.25 per phantom stock unit.
The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash following the reporting person's termination of employment with the company.
Includes 94.197 phantom stock units acquired through the reinvestment of dividends on January 4, April 5 and July 5, 2011, at prices ranging from $39.68 to $42.25 per phantom stock unit.
The restricted stock units were awarded under the Johnson Controls Executive Deferred Compensation Plan, and are to be settled 100% in cash upon the reporting person's termination from the issuer, subject to vesting provisions.
The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest and will be paid in cash to the reporting person. Phantom stock units representing dividends which relate to vested deferred awards are payable in cash following the reporting person's termination from the issuer and may be transferred into an alternative investment account. Vesting continues when the reporting person retires from the issuer.
Includes 800.43 phantom stock units acquired through the reinvestment of dividends on January 4, April 5 and July 5, 2011, at prices ranging from $39.68 to $42.25 per phantom stock unit.
Fifty percent of the options vest after two years and the remaining 50% vests after three years.