Filing Details

Accession Number:
0001179110-11-013147
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-12 14:21:27
Reporting Period:
2011-09-09
Filing Date:
2011-09-12
Accepted Time:
2011-09-12 14:21:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016470 Srs Labs Inc SRSL Patent Owners & Lessors (6794) 330714264
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247173 D Alan Kraemer C/O Srs Labs,Inc.
2909 Daimler Street
Santa Ana CA 92705
Cto No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-09 12,913 $3.22 13,113 No 4 M Direct
Common Stock Disposition 2011-09-09 12,913 $7.48 200 No 4 S Direct
Common Stock Acquisiton 2011-09-12 3,962 $3.22 4,162 No 4 M Direct
Common Stock Disposition 2011-09-12 3,962 $7.46 200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Acquisiton 2011-09-09 12,913 $0.00 12,913 $3.22
Common Stock Employee Stock Option Acquisiton 2011-09-12 3,962 $0.00 3,962 $3.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-21 2011-12-21 No 4 M Direct
0 2005-12-21 2011-12-21 No 4 M Direct