Filing Details

Accession Number:
0001289340-11-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-12 13:36:42
Reporting Period:
2011-09-09
Filing Date:
2011-09-12
Accepted Time:
2011-09-12 13:36:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289340 Stereotaxis Inc. STXS Electromedical & Electrotherapeutic Apparatus (3845) 943120386
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299430 D Christopher Alafi P.o. Box 7338
Berkeley CA 94707
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-09 35,532 $1.33 3,926,905 No 4 P Indirect Alafi Capital Company LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Alafi Capital Company LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 126,000 Indirect Christopher Alafi Trust
Common Stock 228,286 Direct
Common Stock 2,225 Indirect Alafi Family Foundation
Common Stock 30,000 Indirect by Mother
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc,. any security holder of Stereotaxis, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.