Filing Details
- Accession Number:
- 0001289340-11-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-12 13:36:42
- Reporting Period:
- 2011-09-09
- Filing Date:
- 2011-09-12
- Accepted Time:
- 2011-09-12 13:36:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1289340 | Stereotaxis Inc. | STXS | Electromedical & Electrotherapeutic Apparatus (3845) | 943120386 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299430 | D Christopher Alafi | P.o. Box 7338 Berkeley CA 94707 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-09 | 35,532 | $1.33 | 3,926,905 | No | 4 | P | Indirect | Alafi Capital Company LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Alafi Capital Company LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 126,000 | Indirect | Christopher Alafi Trust |
Common Stock | 228,286 | Direct | |
Common Stock | 2,225 | Indirect | Alafi Family Foundation |
Common Stock | 30,000 | Indirect | by Mother |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc,. any security holder of Stereotaxis, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.