Filing Details
- Accession Number:
- 0000950170-25-019069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-12 18:13:23
- Reporting Period:
- 2025-02-10
- Filing Date:
- 2025-02-12
- Accepted Time:
- 2025-02-12 18:13:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 522209244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1774667 | John Daunt | C/O Liquidity Services, Inc. 6931 Arlington Road Suite 460 Bethesda MD 20814 | Evp, Chief Commercial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-02-10 | 1,399 | $17.31 | 44,708 | No | 4 | M | Indirect | By The Daunt Family Trust |
Common Stock | Disposition | 2025-02-10 | 1,399 | $33.43 | 43,309 | No | 4 | S | Indirect | By The Daunt Family Trust |
Common Stock | Acquisiton | 2025-02-10 | 699 | $22.20 | 44,008 | No | 4 | M | Indirect | By The Daunt Family Trust |
Common Stock | Disposition | 2025-02-10 | 699 | $33.41 | 43,309 | No | 4 | S | Indirect | By The Daunt Family Trust |
Common Stock | Acquisiton | 2025-02-10 | 669 | $14.00 | 43,978 | No | 4 | M | Indirect | By The Daunt Family Trust |
Common Stock | Disposition | 2025-02-10 | 669 | $33.41 | 43,309 | No | 4 | S | Indirect | By The Daunt Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By The Daunt Family Trust |
No | 4 | S | Indirect | By The Daunt Family Trust |
No | 4 | M | Indirect | By The Daunt Family Trust |
No | 4 | S | Indirect | By The Daunt Family Trust |
No | 4 | M | Indirect | By The Daunt Family Trust |
No | 4 | S | Indirect | By The Daunt Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Grant | Disposition | 2025-02-10 | 1,664 | $0.00 | 8,667 | $14.00 |
Common Stock | Stock Option Grant | Disposition | 2025-02-10 | 4,230 | $0.00 | 15,620 | $17.31 |
Common Stock | Stock Option Grant | Disposition | 2025-02-10 | 3,096 | $0.00 | 7,740 | $22.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,003 | 2032-12-23 | No | 4 | M | Direct | |
11,390 | 2033-12-22 | No | 4 | M | Direct | |
4,644 | 2031-12-07 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit Grant | $0.00 | 2026-01-01 | 2,180 | 2,180 | Direct | |
Common Stock | Restricted Stock Unit Grant | $0.00 | 2027-01-01 | 10,355 | 10,355 | Direct | |
Common Stock | Restricted Stock Unit Grant | $0.00 | 2028-01-01 | 14,494 | 14,494 | Direct | |
Common Stock | Restricted Stock Unit Grant | $0.00 | 2029-01-01 | 22,100 | 22,100 | Direct | |
Common Stock | Restricted Stock Unit Grant | $0.00 | 2026-01-01 | 5,232 | 5,232 | Direct | |
Common Stock | Restricted Stock Unit Grant | $0.00 | 2026-01-01 | 18,639 | 18,639 | Direct | |
Common Stock | Restrcited Stock Unit Grant | $0.00 | 2027-01-01 | 19,325 | 19,325 | Direct | |
Common Stock | Restricted Stock Unit Grant | $0.00 | 2029-01-01 | 22,100 | 22,100 | Direct | |
Common Stock | Stock Option Grant | $9.46 | 2030-12-01 | 1,275 | 1,275 | Direct | |
Common Stock | Stock Option Grant | $22.20 | 2031-12-07 | 2,096 | 2,096 | Direct | |
Common Stock | Stock Option Grant | $21.62 | 2034-10-30 | 18,700 | 18,700 | Direct | |
Common Stock | Stock Option Grant | $6.11 | 2028-12-04 | 10,066 | 10,066 | Direct | |
Common Stock | Stock Option Grant | $14.00 | 2032-12-23 | 16,640 | 16,640 | Direct | |
Common Stock | Stock Option Grant | $17.31 | 2033-12-22 | 15,620 | 15,620 | Direct | |
Common Stock | Stock Option Grant | $21.62 | 2034-10-30 | 18,700 | 18,700 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-01-01 | 2,180 | 2,180 | Direct |
2027-01-01 | 10,355 | 10,355 | Direct |
2028-01-01 | 14,494 | 14,494 | Direct |
2029-01-01 | 22,100 | 22,100 | Direct |
2026-01-01 | 5,232 | 5,232 | Direct |
2026-01-01 | 18,639 | 18,639 | Direct |
2027-01-01 | 19,325 | 19,325 | Direct |
2029-01-01 | 22,100 | 22,100 | Direct |
2030-12-01 | 1,275 | 1,275 | Direct |
2031-12-07 | 2,096 | 2,096 | Direct |
2034-10-30 | 18,700 | 18,700 | Direct |
2028-12-04 | 10,066 | 10,066 | Direct |
2032-12-23 | 16,640 | 16,640 | Direct |
2033-12-22 | 15,620 | 15,620 | Direct |
2034-10-30 | 18,700 | 18,700 | Direct |
Footnotes
- 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
- These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
- These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- These options became fully exercisable on January 1, 2024.
- Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
- 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
- Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
- Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
- Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
- The reporting person exercised 4,230 stock options; 2,831 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,399 shares were acquired by the reporting person.
- The reporting person exercised 3,096 stock options; 2,397 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 699 shares were acquired by the reporting person.
- The reporting person exercised 1,664 stock options; 995 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 669 shares were acquired by the reporting person.