Filing Details
- Accession Number:
- 0001213900-25-013030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-12 17:00:46
- Reporting Period:
- 2025-02-10
- Filing Date:
- 2025-02-12
- Accepted Time:
- 2025-02-12 17:00:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 12239 | Dominari Holdings Inc. | DOMH | Security Brokers, Dealers & Flotation Companies (6211) | 520849320 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1541849 | J. Ronald Lieberman | 725 5Th Avenue 22Nd Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-02-10 | 21,613 | $0.00 | 21,613 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2025-02-10 | 10,000 | $0.00 | 31,613 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Warrants (right to buy) | Acquisiton | 2025-02-10 | 21,613 | $0.00 | 21,613 | $3.72 |
| Common Stock | Series B Warrants (right to buy) | Acquisiton | 2025-02-10 | 21,613 | $0.00 | 21,613 | $4.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,613 | 2025-02-12 | 2030-02-12 | No | 4 | P | Direct |
| 21,613 | 2025-02-12 | 2030-02-12 | No | 4 | P | Direct |
Footnotes
- On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
- On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.
Billionaire Hedge Funds
