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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
12239	Dominari Holdings Inc.	DOMH	Security Brokers, Dealers & Flotation Companies (6211)	520849320

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1856536	Michael Kyle Wool	725 5Th Avenue, 22Nd Floor New York NY 10022	President	Yes	Yes	Yes	No
1933417	Soo Yu	725 5Th Avenue, 22Nd Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2025-02-12	288,184	$0.00	2,200,769	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Warrants (right to buy)	Acquisiton	2025-02-10	288,184	$0.00	288,184	$3.72
Common Stock	Series B Warrants (right to buy)	Acquisiton	2025-02-10	288,184	$0.00	288,184	$4.22

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
288,184	2025-02-12	2030-02-12	No	4	P	Direct
288,184	2025-02-12	2030-02-12	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	27,750	Indirect	By Mr. Wool's SEP-IRA
Common Stock	13,750	Indirect	By Ms. Yu's Pension
Common Stock	24,000	Indirect	By Mr. Wool's Rollover IRA
Common Stock	1,477	Indirect	Catatonk Creek LLC
Common Stock	1,476	Indirect	Tioga 22 LLC
Common Stock	3,559	Indirect	Wool c/f Alison Cottone UTMA/NY Age 18
Common Stock	1,477	Indirect	Dongam, LLC

Footnotes

On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
Of the 2,200,769 shares reported as beneficially owned directly, 958,780 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
Ms. Yu is the sole member of Dongam, LLC.