Filing Details

Accession Number:
0001213900-25-012975
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-12 16:49:40
Reporting Period:
2025-02-10
Filing Date:
2025-02-12
Accepted Time:
2025-02-12 16:49:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
12239 Dominari Holdings Inc. DOMH Security Brokers, Dealers & Flotation Companies (6211) 520849320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538372 Anthony Hayes 725 5Th Avenue
22Nd Floor
New York NY 10022
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-02-10 288,184 $0.00 975,007 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Warrants (right to buy) Acquisiton 2025-02-10 288,184 $0.00 288,184 $3.72
Common Stock Series B Warrants (right to buy) Acquisiton 2025-02-10 288,184 $0.00 288,184 $4.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
288,184 2025-02-12 2030-02-12 No 4 P Direct
288,184 2025-02-12 2030-02-12 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 116,248 Indirect By Rollover IRA
Footnotes
  1. On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
  2. The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.