Filing Details
- Accession Number:
- 0001213900-25-012975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-12 16:49:40
- Reporting Period:
- 2025-02-10
- Filing Date:
- 2025-02-12
- Accepted Time:
- 2025-02-12 16:49:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
12239 | Dominari Holdings Inc. | DOMH | Security Brokers, Dealers & Flotation Companies (6211) | 520849320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538372 | Anthony Hayes | 725 5Th Avenue 22Nd Floor New York NY 10022 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-02-10 | 288,184 | $0.00 | 975,007 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Warrants (right to buy) | Acquisiton | 2025-02-10 | 288,184 | $0.00 | 288,184 | $3.72 |
Common Stock | Series B Warrants (right to buy) | Acquisiton | 2025-02-10 | 288,184 | $0.00 | 288,184 | $4.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
288,184 | 2025-02-12 | 2030-02-12 | No | 4 | P | Direct |
288,184 | 2025-02-12 | 2030-02-12 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 116,248 | Indirect | By Rollover IRA |
Footnotes
- On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
- The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.