Filing Details

Accession Number:
0001415889-25-002819
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-03 20:30:15
Reporting Period:
2025-01-31
Filing Date:
2025-02-03
Accepted Time:
2025-02-03 20:30:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674632 Beta Bionics Inc. BBNX Surgical & Medical Instruments & Apparatus (3841) 475386878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2048500 Mike Mensinger C/O Beta Bionics
11 Hughes
Irvine CA 92618
Chief Product Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-01-31 15,107 $0.00 15,107 No 4 C Direct
Common Stock Acquisiton 2025-01-31 10,575 $0.02 25,682 No 4 X Direct
Common Stock Disposition 2025-01-31 13 $17.00 25,669 No 4 S Direct
Common Stock Acquisiton 2025-01-31 33,350 $17.00 59,019 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 X Direct
No 4 S Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Preferred Stock Disposition 2025-01-31 15,107 $0.00 15,107 $0.00
Common Stock Class B Common Stock Warrant (right to buy) Acquisiton 2025-01-31 10,575 $0.00 10,575 $0.02
Common Stock Class B Common Stock Warrant (right to buy) Disposition 2025-01-31 10,575 $0.00 10,575 $0.02
Common Stock Employee Stock Option (right to buy) Acquisiton 2025-01-31 236,553 $0.00 236,553 $5.10
Common Stock Employee Stock Option (right to buy) Acquisiton 2025-01-31 110,278 $0.00 110,278 $17.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
10,575 2023-08-28 2033-08-27 No 4 C Direct
0 2023-08-28 2033-08-27 No 4 X Direct
236,553 2033-09-13 No 4 A Direct
110,278 2025-01-28 No 4 A Direct
Footnotes
  1. Immediately prior to the closing of the initial public offering, each share of Series D Preferred Stock (the "Preferred Stock") was converted into an equal number of shares of Class B Common Stock and subsequently was converted into an equal number of shares of Common Stock without payment of further consideration. The Preferred Stock had no expiration date.
  2. On January 31, 2025, the reporting person exercised a warrant to purchase 10,575 shares of Issuer's common stock for $0.02 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in withholding of 13 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 10,562 shares.
  3. The shares were purchased in the Issuer's initial public offering.
  4. Immediately prior to the closing of the initial public offering, each share of Class B Common Stock subject to this warrant was converted into an equal number of shares of Common Stock.
  5. One-fourth of the shares subject to this option shall vest one year after August 1, 2023, and thereafter 1/36th of the shares subject to this option shall vest on each monthly anniversary thereof.
  6. Immediately prior to the closing of the initial public offering, each share of Class B Common Stock subject to this option was converted into an equal number of shares of Common Stock.
  7. Vesting is monthly over a 48-month period starting January 29, 2025 in equal monthly amounts.