Filing Details
- Accession Number:
- 0001415889-25-002819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-03 20:30:15
- Reporting Period:
- 2025-01-31
- Filing Date:
- 2025-02-03
- Accepted Time:
- 2025-02-03 20:30:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674632 | Beta Bionics Inc. | BBNX | Surgical & Medical Instruments & Apparatus (3841) | 475386878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2048500 | Mike Mensinger | C/O Beta Bionics 11 Hughes Irvine CA 92618 | Chief Product Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-01-31 | 15,107 | $0.00 | 15,107 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2025-01-31 | 10,575 | $0.02 | 25,682 | No | 4 | X | Direct | |
Common Stock | Disposition | 2025-01-31 | 13 | $17.00 | 25,669 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2025-01-31 | 33,350 | $17.00 | 59,019 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Preferred Stock | Disposition | 2025-01-31 | 15,107 | $0.00 | 15,107 | $0.00 |
Common Stock | Class B Common Stock Warrant (right to buy) | Acquisiton | 2025-01-31 | 10,575 | $0.00 | 10,575 | $0.02 |
Common Stock | Class B Common Stock Warrant (right to buy) | Disposition | 2025-01-31 | 10,575 | $0.00 | 10,575 | $0.02 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2025-01-31 | 236,553 | $0.00 | 236,553 | $5.10 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2025-01-31 | 110,278 | $0.00 | 110,278 | $17.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
10,575 | 2023-08-28 | 2033-08-27 | No | 4 | C | Direct |
0 | 2023-08-28 | 2033-08-27 | No | 4 | X | Direct |
236,553 | 2033-09-13 | No | 4 | A | Direct | |
110,278 | 2025-01-28 | No | 4 | A | Direct |
Footnotes
- Immediately prior to the closing of the initial public offering, each share of Series D Preferred Stock (the "Preferred Stock") was converted into an equal number of shares of Class B Common Stock and subsequently was converted into an equal number of shares of Common Stock without payment of further consideration. The Preferred Stock had no expiration date.
- On January 31, 2025, the reporting person exercised a warrant to purchase 10,575 shares of Issuer's common stock for $0.02 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in withholding of 13 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 10,562 shares.
- The shares were purchased in the Issuer's initial public offering.
- Immediately prior to the closing of the initial public offering, each share of Class B Common Stock subject to this warrant was converted into an equal number of shares of Common Stock.
- One-fourth of the shares subject to this option shall vest one year after August 1, 2023, and thereafter 1/36th of the shares subject to this option shall vest on each monthly anniversary thereof.
- Immediately prior to the closing of the initial public offering, each share of Class B Common Stock subject to this option was converted into an equal number of shares of Common Stock.
- Vesting is monthly over a 48-month period starting January 29, 2025 in equal monthly amounts.