Filing Details
- Accession Number:
- 0001127602-11-025008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 18:04:03
- Reporting Period:
- 2011-09-07
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 18:04:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456877 | John Culver | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Pres, Starbucks Coffee Intl | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-07 | 17,059 | $22.87 | 118,723 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-09-07 | 33,070 | $8.64 | 151,793 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-09-07 | 5,000 | $11.14 | 156,793 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-07 | 52,758 | $39.00 | 104,035 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-07 | 17,059 | $0.00 | 17,059 | $22.87 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-07 | 33,070 | $0.00 | 33,070 | $8.64 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-07 | 5,000 | $0.00 | 5,000 | $11.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,986 | 2017-11-19 | No | 4 | M | Direct | |
| 33,068 | 2018-11-17 | No | 4 | M | Direct | |
| 46,398 | 2019-03-17 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 23,945 shares, became exercisable in one increment of 5,987 shares on November 19, 2008, and two increments of 5,986 shares each on November 19, 2009 and November 19, 2010, and becomes exercisable as to one increment of 5,986 shares on November 19, 2011.
- The option became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and becomes exercisable as to two increments of 16,534 shares each on November 17, 2011 and November 17, 2012.
- The option became exercisable in two increments of 12,850 shares each on March 17, 2010 and March 17, 2011 and becomes exercisable as to two increments of 12,849 shares each on March 17, 2012 and March 17, 2013.
Billionaire Hedge Funds
