Filing Details
- Accession Number:
- 0000950142-11-001575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 17:17:24
- Reporting Period:
- 2011-09-07
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 17:17:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1066194 | Egain Communications Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1145640 | Ohcp Genpar Lp | 201 Main Street Suite 2415 Fort Worth TX 76102 | No | No | Yes | Yes | |
1145641 | Ohcp Mgp Llc | 201 Main Street Suite 2415 Fort Worth TX 76102 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-07 | 198,546 | $0.95 | 5,256,856 | No | 4 | X | Indirect | See footnote |
Common Stock | Disposition | 2011-09-07 | 44,381 | $4.25 | 5,212,475 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2011-09-07 | 5,091 | $0.95 | 134,792 | No | 4 | X | Indirect | See footnote |
Common Stock | Disposition | 2011-09-07 | 1,138 | $4.25 | 133,654 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | X | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrants | Disposition | 2011-09-07 | 198,546 | $0.00 | 198,546 | $0.95 |
Common Stock | Common Stiock Purchase Warrants | Disposition | 2011-09-07 | 5,091 | $0.00 | 5,091 | $0.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-09-24 | No | 4 | X | Indirect | |
0 | 2011-09-24 | No | 4 | X | Indirect |
Footnotes
- On September 7, 2011, Oak Hill Capital Partners, L.P. ("OHCP") and Oak Hill Capital Management Partners, L.P. ("OHCMP") exercised warrants to purchase 198,546 shares and 5,091 shares, respectively, of Common Stock for $0.95 per share. OHCP and OHCMP paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 44,381 shares and 1,138 shares, respectively, to pay the exercise price and issuing to OHCP and OHCMP the remaining 154,165 shares and 3,953 shares, respectively.
- The price reflects the fair market value of the Common Stock on September 7, 2011.
- These shares are owned by OHCP, which is not a Reporting Person. These shares owned by OHCP may be deemed to be indirectly beneficially owned by the Reporting Persons.
- These shares are owned by OHCMP, which is not a Reporting Person. These shares owned by OHCMP may be deemed to be indirectly beneficially owned by the Reporting Persons.
- This warrant is immediately exercisable.