Filing Details

Accession Number:
0000950142-11-001575
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-09 17:17:24
Reporting Period:
2011-09-07
Filing Date:
2011-09-09
Accepted Time:
2011-09-09 17:17:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1066194 Egain Communications Corp EGAN Services-Prepackaged Software (7372) 770466366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1145640 Ohcp Genpar Lp 201 Main Street
Suite 2415
Fort Worth TX 76102
No No Yes Yes
1145641 Ohcp Mgp Llc 201 Main Street
Suite 2415
Fort Worth TX 76102
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-07 198,546 $0.95 5,256,856 No 4 X Indirect See footnote
Common Stock Disposition 2011-09-07 44,381 $4.25 5,212,475 No 4 S Indirect See footnote
Common Stock Acquisiton 2011-09-07 5,091 $0.95 134,792 No 4 X Indirect See footnote
Common Stock Disposition 2011-09-07 1,138 $4.25 133,654 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See footnote
No 4 S Indirect See footnote
No 4 X Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrants Disposition 2011-09-07 198,546 $0.00 198,546 $0.95
Common Stock Common Stiock Purchase Warrants Disposition 2011-09-07 5,091 $0.00 5,091 $0.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-09-24 No 4 X Indirect
0 2011-09-24 No 4 X Indirect
Footnotes
  1. On September 7, 2011, Oak Hill Capital Partners, L.P. ("OHCP") and Oak Hill Capital Management Partners, L.P. ("OHCMP") exercised warrants to purchase 198,546 shares and 5,091 shares, respectively, of Common Stock for $0.95 per share. OHCP and OHCMP paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 44,381 shares and 1,138 shares, respectively, to pay the exercise price and issuing to OHCP and OHCMP the remaining 154,165 shares and 3,953 shares, respectively.
  2. The price reflects the fair market value of the Common Stock on September 7, 2011.
  3. These shares are owned by OHCP, which is not a Reporting Person. These shares owned by OHCP may be deemed to be indirectly beneficially owned by the Reporting Persons.
  4. These shares are owned by OHCMP, which is not a Reporting Person. These shares owned by OHCMP may be deemed to be indirectly beneficially owned by the Reporting Persons.
  5. This warrant is immediately exercisable.