Filing Details

Accession Number:
0001140361-11-045341
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-09 16:50:18
Reporting Period:
2011-09-08
Filing Date:
2011-09-09
Accepted Time:
2011-09-09 16:50:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309337 B Christopher Harned C/O Quad/Graphics, Inc.
N63 W23075 Highway 74
Sussex WI 53089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-09-08 3,000 $19.35 24,811 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 36,573 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $41.25 2017-01-31 5,000 5,000 Direct
Class A Common Stock Stock Options (Right to Buy) $29.77 2018-01-31 2,500 2,500 Direct
Class A Common Stock Stock Options (Right to Buy) $15.77 2019-01-31 2,500 2,500 Direct
Class A Common Stock Stock Options (Right to Buy) $17.02 2020-01-31 7,500 7,500 Direct
Class A Common Stock Class B Common Stock $0.00 1,723 1,723 Indirect
Class A Common Stock Class B Common Stock $0.00 104,077 104,077 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-31 5,000 5,000 Direct
2018-01-31 2,500 2,500 Direct
2019-01-31 2,500 2,500 Direct
2020-01-31 7,500 7,500 Direct
1,723 1,723 Indirect
104,077 104,077 Indirect
Footnotes
  1. Vests with respect to 1/3 of the underlying shares of class A common stock on each of the first three anniversaries of the January 1, 2007 grant date, and becomes exercisable to the extent vested on the third and sixth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
  2. The exercise price of this option is subject to reduction by the amount of any non-tax cash dividends paid by the Company on the underlying stock.
  3. Vests with respect to 1/3 of the underlying shares of class A common stock on each of the first three anniversaries of the January 1, 2008 grant date, and becomes exercisable to the extent vested on the third and sixth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
  4. Vests with respect to 1/3 of the underlying shares of class A common stock on each of the first three anniversaries of the January 1, 2009 grant date, and becomes exercisable to the extent vested on the third and sixth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
  5. Vests with respect to 1/3 of the underlying shares of class A common stock on each of the first three anniversaries of the January 1, 2010 grant date, and becomes exercisable to the extent vested on the third and sixth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
  6. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.