Filing Details
- Accession Number:
- 0001140361-11-045341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 16:50:18
- Reporting Period:
- 2011-09-08
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 16:50:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1309337 | B Christopher Harned | C/O Quad/Graphics, Inc. N63 W23075 Highway 74 Sussex WI 53089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-09-08 | 3,000 | $19.35 | 24,811 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 36,573 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (Right to Buy) | $41.25 | 2017-01-31 | 5,000 | 5,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $29.77 | 2018-01-31 | 2,500 | 2,500 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $15.77 | 2019-01-31 | 2,500 | 2,500 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $17.02 | 2020-01-31 | 7,500 | 7,500 | Direct | |
Class A Common Stock | Class B Common Stock | $0.00 | 1,723 | 1,723 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 104,077 | 104,077 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-01-31 | 5,000 | 5,000 | Direct |
2018-01-31 | 2,500 | 2,500 | Direct |
2019-01-31 | 2,500 | 2,500 | Direct |
2020-01-31 | 7,500 | 7,500 | Direct |
1,723 | 1,723 | Indirect | |
104,077 | 104,077 | Indirect |
Footnotes
- Vests with respect to 1/3 of the underlying shares of class A common stock on each of the first three anniversaries of the January 1, 2007 grant date, and becomes exercisable to the extent vested on the third and sixth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
- The exercise price of this option is subject to reduction by the amount of any non-tax cash dividends paid by the Company on the underlying stock.
- Vests with respect to 1/3 of the underlying shares of class A common stock on each of the first three anniversaries of the January 1, 2008 grant date, and becomes exercisable to the extent vested on the third and sixth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
- Vests with respect to 1/3 of the underlying shares of class A common stock on each of the first three anniversaries of the January 1, 2009 grant date, and becomes exercisable to the extent vested on the third and sixth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
- Vests with respect to 1/3 of the underlying shares of class A common stock on each of the first three anniversaries of the January 1, 2010 grant date, and becomes exercisable to the extent vested on the third and sixth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.