Filing Details
- Accession Number:
- 0001437749-25-003055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-06 17:40:08
- Reporting Period:
- 2025-02-04
- Filing Date:
- 2025-02-06
- Accepted Time:
- 2025-02-06 17:40:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336617 | J Stephen Schmidt | 11200 West Plank Ct. Wauwatosa WI 53226 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-02-04 | 2,195 | $12.75 | 72,273 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-02-04 | 2,195 | $13.76 | 70,078 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2025-02-05 | 10,885 | $12.75 | 80,963 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-02-05 | 10,885 | $13.76 | 70,078 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2025-02-06 | 3,097 | $12.75 | 73,175 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-02-06 | 3,097 | $13.75 | 70,078 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2025-02-04 | 0 | $0.00 | 2,195 | $12.75 |
| Common Stock | Stock Options | Disposition | 2025-02-05 | 0 | $0.00 | 10,885 | $12.75 |
| Common Stock | Stock Options | Disposition | 2025-02-06 | 0 | $0.00 | 3,097 | $12.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,193 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
| 9,308 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
| 6,211 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.795, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Billionaire Hedge Funds
