Filing Details

Accession Number:
0001381668-25-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-07 11:59:19
Reporting Period:
2025-02-06
Filing Date:
2025-02-07
Accepted Time:
2025-02-07 11:59:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381668 Tfs Financial Corp TFSL Savings Institution, Federally Chartered (6035) 522054948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566345 W Cathy Zbanek 7007 Broadway Avenue
Cleveland OH 44105
Chief Synergy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2025-02-06 20,000 $13.72 88,197 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,264 Indirect By ESOP
Common Stock 5,330 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 15,900 15,900 Direct
Common Stock Performance Restricted Share Units $0.00 18,990 18,990 Direct
Common Stock Restricted Stock Units $0.00 9,467 9,467 Direct
Common Stock Restricted Stock Units $0.00 4,667 4,667 Direct
Common Stock Employee Stock Option (right to buy) $14.74 2028-01-05 187,500 187,500 Direct
Common Stock Employee Stock Option (right to buy) $14.81 2025-05-28 108,300 108,300 Direct
Common Stock Employee Stock Option (right to buy) $19.31 2026-12-15 79,400 79,400 Direct
Common Stock Employee Stock Option (right to buy) $19.06 2025-12-17 49,200 49,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
15,900 15,900 Direct
18,990 18,990 Direct
9,467 9,467 Direct
4,667 4,667 Direct
2028-01-05 187,500 187,500 Direct
2025-05-28 108,300 108,300 Direct
2026-12-15 79,400 79,400 Direct
2025-12-17 49,200 49,200 Direct
Footnotes
  1. Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
  2. Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
  3. On December 19, 2024, the reporting person received a grant of 15,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.
  4. On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 21,000 Performance Share Units ("PSUs"), resulting in a total earned award of 18,990 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.
  5. On March 4, 2024, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.
  6. On December 15, 2022, the reporting person received a grant of 14,000 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.
  7. As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 187,500 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.
  8. As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
  9. As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.
  10. As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.