Filing Details
- Accession Number:
- 0001788230-25-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-07 17:36:40
- Reporting Period:
- 2025-02-07
- Filing Date:
- 2025-02-07
- Accepted Time:
- 2025-02-07 17:36:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1788230 | Heritage Distilling Holding Company Inc. | CASK | Beverages (2080) | 834558219 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2044207 | B Justin Stiefel | C/O Heritage Distilling Holding Company 9668 Bujacich Road Gig Harbor WA 98332 | Ceo & Treasurer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-02-07 | 2,916 | $1.20 | 43,615 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-02-07 | 2,450 | $1.23 | 67,294 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Puchase Shares of Common Stock | $8.00 | 2026-11-25 | 27,398 | 27,398 | Direct | |
Common Stock | Warrants to Puchase Shares of Common Stock | $12.00 | 2027-05-25 | 54,796 | 54,796 | Direct | |
Common Stock | Warrants to Puchase Shares of Common Stock | $20.00 | 2029-11-25 | 68,495 | 68,495 | Direct | |
Common Stock | Warrants to Puchase Shares of Common Stock | $8.00 | 2026-11-25 | 75,688 | 75,688 | Indirect | |
Common Stock | Warrants to Puchase Shares of Common Stock | $12.00 | 2027-05-25 | 151,376 | 151,376 | Indirect | |
Common Stock | Warrants to Puchase Shares of Common Stock | $20.00 | 2029-11-25 | 189,220 | 189,220 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-11-25 | 27,398 | 27,398 | Direct |
2027-05-25 | 54,796 | 54,796 | Direct |
2029-11-25 | 68,495 | 68,495 | Direct |
2026-11-25 | 75,688 | 75,688 | Indirect |
2027-05-25 | 151,376 | 151,376 | Indirect |
2029-11-25 | 189,220 | 189,220 | Indirect |
Footnotes
- Includes 4,653 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account
- These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days.