Filing Details

Accession Number:
0001788230-25-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-07 17:36:40
Reporting Period:
2025-02-07
Filing Date:
2025-02-07
Accepted Time:
2025-02-07 17:36:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1788230 Heritage Distilling Holding Company Inc. CASK Beverages (2080) 834558219
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2044207 B Justin Stiefel C/O Heritage Distilling Holding Company
9668 Bujacich Road
Gig Harbor WA 98332
Ceo & Treasurer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-02-07 2,916 $1.20 43,615 No 4 P Direct
Common Stock Acquisiton 2025-02-07 2,450 $1.23 67,294 No 4 P Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants to Puchase Shares of Common Stock $8.00 2026-11-25 27,398 27,398 Direct
Common Stock Warrants to Puchase Shares of Common Stock $12.00 2027-05-25 54,796 54,796 Direct
Common Stock Warrants to Puchase Shares of Common Stock $20.00 2029-11-25 68,495 68,495 Direct
Common Stock Warrants to Puchase Shares of Common Stock $8.00 2026-11-25 75,688 75,688 Indirect
Common Stock Warrants to Puchase Shares of Common Stock $12.00 2027-05-25 151,376 151,376 Indirect
Common Stock Warrants to Puchase Shares of Common Stock $20.00 2029-11-25 189,220 189,220 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-11-25 27,398 27,398 Direct
2027-05-25 54,796 54,796 Direct
2029-11-25 68,495 68,495 Direct
2026-11-25 75,688 75,688 Indirect
2027-05-25 151,376 151,376 Indirect
2029-11-25 189,220 189,220 Indirect
Footnotes
  1. Includes 4,653 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account
  2. These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
  3. The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days.