Filing Details
- Accession Number:
- 0001493152-25-005942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-02-11 17:00:15
- Reporting Period:
- 2025-02-07
- Accepted Time:
- 2025-02-11 17:00:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1642380 | Oncocyte Corp | OCX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167028 | W Patrick Smith | C/O Oncocyte Corporation 15 Cushing Irvine CA 92618 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2025-02-07 | 1,077,600 | $2.05 | 2,872,671 | No | 4 | P | Indirect | See footnote |
Common Stock, No Par Value | Acquisiton | 2025-02-07 | 385,814 | $2.05 | 3,258,485 | No | 4 | J | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | J | Indirect | See footnote |
Footnotes
- Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
- The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.
- Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.