Filing Details

Accession Number:
0001493152-25-005942
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-02-11 17:00:15
Reporting Period:
2025-02-07
Accepted Time:
2025-02-11 17:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642380 Oncocyte Corp OCX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167028 W Patrick Smith C/O Oncocyte Corporation 15 Cushing
Irvine CA 92618
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2025-02-07 1,077,600 $2.05 2,872,671 No 4 P Indirect See footnote
Common Stock, No Par Value Acquisiton 2025-02-07 385,814 $2.05 3,258,485 No 4 J Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 J Indirect See footnote
Footnotes
  1. Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.
  2. The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust.
  3. Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto.