Filing Details
- Accession Number:
- 0001209191-11-047230
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 12:34:21
- Reporting Period:
- 2011-09-08
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 12:34:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185964 | W Michael Dosland | 4949 West Brown Deer Rd Milwaukee WI 53223 | Senior Vice President-Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-08 | 5,300 | $2.85 | 37,600 | No | 4 | P | Indirect | Held in IRA |
Common Stock | Acquisiton | 2011-09-08 | 1,300 | $2.85 | 6,800 | No | 4 | P | Indirect | By wife in IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in IRA |
No | 4 | P | Indirect | By wife in IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,000 | Direct | |
Common Stock | 550 | Indirect | Held in ESOP |
Common Stock | 5,101 | Indirect | Held in 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $12.03 | 2014-08-18 | 50,000 | 50,000 | Direct | |
Common Stock | Option to buy | $5.05 | 2021-01-18 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-08-18 | 50,000 | 50,000 | Direct |
2021-01-18 | 15,000 | 15,000 | Direct |
Footnotes
- Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2010.
- The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 3-11-2011.
- Stock option granted under the 2004 Stock Incentive Plan. The options (for 50,000 shares in the original grant) vest in annual installments of 20% each beginning August 18, 2009.
- Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.