Filing Details

Accession Number:
0001480248-11-000139
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-09 11:07:59
Reporting Period:
2011-09-07
Filing Date:
2011-09-09
Accepted Time:
2011-09-09 11:07:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Advanced Technologies Inc. GTAT Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1437637 W David Keck Gt Advanced Technologies Inc.
243 Daniel Webster Highway
Merrimack NH 03054
Vice President Gm Polysilicon No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2011-09-07 12,041 $4.81 56,239 No 4 M Direct
Common Stock, Par Value $.01 Acquisiton 2011-09-07 28,722 $5.44 84,961 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-09-07 36,913 $11.81 48,048 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2011-09-07 11,821 $11.70 36,227 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Stock Option Disposition 2011-09-07 12,041 $0.00 12,041 $4.81
Common Stock, Par Value $.01 Stock Option Disposition 2011-09-07 28,722 $0.00 28,722 $5.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,282 2019-09-01 No 4 M Direct
63,190 2020-06-02 No 4 M Direct
Footnotes
  1. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $11.80 to $11.84. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $11.70 to $11.73. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Amount of securities beneficially owned following transactions has been adjusted to correct amounts reported in a previously filed Form 4. The adjustment specifically does not reflect any unreported transactions by reporting person.
  4. Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.
  5. Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.