Filing Details
- Accession Number:
- 0001480248-11-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 11:07:59
- Reporting Period:
- 2011-09-07
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 11:07:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1437637 | W David Keck | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President Gm Polysilicon | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2011-09-07 | 12,041 | $4.81 | 56,239 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2011-09-07 | 28,722 | $5.44 | 84,961 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-09-07 | 36,913 | $11.81 | 48,048 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-09-07 | 11,821 | $11.70 | 36,227 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Stock Option | Disposition | 2011-09-07 | 12,041 | $0.00 | 12,041 | $4.81 |
Common Stock, Par Value $.01 | Stock Option | Disposition | 2011-09-07 | 28,722 | $0.00 | 28,722 | $5.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,282 | 2019-09-01 | No | 4 | M | Direct | |
63,190 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $11.80 to $11.84. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $11.70 to $11.73. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Amount of securities beneficially owned following transactions has been adjusted to correct amounts reported in a previously filed Form 4. The adjustment specifically does not reflect any unreported transactions by reporting person.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.
- Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.