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Home > Insider Trading > Filing (0001225208-11-021564)

Filing Details

Accession Number:: 0001225208-11-021564
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-09-08 18:28:47
Reporting Period:: 2011-09-06

Filing Date:: 2011-09-08
Accepted Time:: 2011-09-08 17:28:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878520	Sws Group Inc	SWS	Security Brokers, Dealers & Flotation Companies (6211)	752040825

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1308372	H James Ross	1201 Elm Street Suite 3500 Dallas TX 75270	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock $.10 Par Value	Acquisiton	2011-09-06	15,000	$3.76	33,000	No	4	P	Indirect	401 (k)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	401 (k)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock $.10 Par Value	36,903	Direct