Filing Details
- Accession Number:
- 0001181431-11-048625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 06:03:34
- Reporting Period:
- 2011-09-06
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 06:03:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401106 | Mf Global Holdings Ltd. | MF | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 980551260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404052 | L Edward Goldberg | C/O Mf Global Holdings Ltd. 717 Fifth Avenue, 9Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $1.00 Per Share | Acquisiton | 2011-09-06 | 300 | $4.80 | 73,698 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Directors receive a portion of their annual compensation in the form of restricted common stock, par value $1.00 per share of MF Global Holdings Ltd. (the "Restricted Shares"). Restricted Shares are subject to the terms and conditions of the MF Global Holdings Ltd. Amended and Restated 2007 Long Term Incentive Plan, as amended, and vest in equal installments on the last day of each fiscal quarter of service following the date of grant, with vesting subject to continued service during each fiscal quarter. Of the 73,698 shares of common stock beneficially owned by the reporting person, 17,513 are Restricted Shares, which vest in four equal installments on the last day of each of the four fiscal quarters of service following their grant date, with vesting subject to continued service during each fiscal quarter.