Filing Details
- Accession Number:
- 0001179110-11-013077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-08 18:45:32
- Reporting Period:
- 2011-09-06
- Filing Date:
- 2011-09-08
- Accepted Time:
- 2011-09-08 18:45:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1085715 | H George Ellis | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-06 | 13,959 | $11.21 | 16,482 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-06 | 13,959 | $29.29 | 2,523 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2011-09-06 | 13,959 | $11.21 | 13,959 | $11.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $14.30 | 2021-02-01 | 15,012 | 15,012 | Direct | |
| Common Stock | Restricted Stock Grant | $14.30 | 2021-02-01 | 2,517 | 2,517 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-01 | 15,012 | 15,012 | Direct |
| 2021-02-01 | 2,517 | 2,517 | Direct |
Footnotes
- These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2012.
- These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2012.
- These options became fully vested on February 1, 2011.
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