Home > Insider Trading > Filing (0001415889-25-002616)

Filing Details

Accession Number:: 0001415889-25-002616
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-01-31 21:00:07
Reporting Period:: 2025-01-29

Accepted Time:: 2025-01-31 21:00:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1350653	Alphatec Holdings Inc.	ATEC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1289409	Patrick Miles	C/O Alphatec Spine, Inc. 1950 Camino Vida Roble Carlsbad CA 92008	Ceo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2025-01-29	311,634	$0.00	5,813,349	No	4	A	Direct
Common Stock	Acquisiton	2025-01-29	340,955	$0.00	6,154,304	No	4	A	Direct
Common Stock	Acquisiton	2025-01-29	48,240	$0.00	6,202,544	No	4	A	Direct
Common Stock	Disposition	2025-01-29	50,000	$12.03	6,152,544	No	4	S	Direct
Common Stock	Disposition	2025-01-30	43,313	$12.03	6,109,231	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,900	Indirect	By IRA
Common Stock	250,000	Indirect	By MOM, LLC

Footnotes

On January 29, 2025, the issuer awarded 311,634 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027.
Each RSU represents a contingent right to receive one share of the issuer's common stock.
On January 29, 2025, the issuer awarded 340,955 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.
On January 29, 2025, the issuer granted 48,240 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024 to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.