Filing Details
- Accession Number:
- 0001237899-11-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-08 16:23:12
- Reporting Period:
- 2011-09-06
- Filing Date:
- 2011-09-08
- Accepted Time:
- 2011-09-08 16:23:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872589 | Regeneron Pharmaceuticals Inc | REGN | Pharmaceutical Preparations (2834) | 133444607 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226435 | A Murray Goldberg | 777 Old Saw Mill River Road Tarrytown NY 10591 | Svp Finance And Admin Cfo Trea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-06 | 16,818 | $11.64 | 94,552 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-06 | 2,976 | $65.76 | 91,576 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-09-06 | 6,397 | $65.76 | 85,179 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-09-06 | 16,061 | $19.43 | 101,240 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-06 | 4,745 | $65.76 | 96,495 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-09-06 | 5,230 | $65.76 | 91,265 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-09-07 | 600 | $67.50 | 90,665 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-07 | 2,800 | $68.78 | 87,865 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-07 | 3,378 | $69.57 | 84,487 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-09-07 | 6,753 | $70.41 | 77,734 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-09-06 | 16,818 | $0.00 | 16,818 | $11.64 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-09-06 | 16,061 | $0.00 | 16,061 | $19.43 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-09-06 | 4,745 | $0.00 | 4,745 | $65.76 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-09-06 | 2,976 | $0.00 | 2,976 | $65.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,000 | 2015-12-19 | No | 4 | M | Direct | |
| 0 | 2012-12-20 | No | 4 | M | Direct | |
| 4,745 | 2011-09-06 | 2012-12-20 | No | 4 | A | Direct |
| 2,976 | 2011-09-06 | 2015-12-19 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,416 | Indirect | By 401(k) Plan |
Footnotes
- Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- Represents volume-weighted average price of sales of 600 shares of Company stock on September 7, 2011 at prices ranging from $67.06 to $67.88 Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 7, 2011 at each separate price.
- Represents volume-weighted average price of sales of 2,800 shares of Company stock on September 7, 2011 at prices ranging from $68.06 to $68.96 Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 7, 2011 at each separate price.
- Represents volume-weighted average price of sales of 3,378 shares of Company stock on September 7, 2011 at prices ranging from $69.00 to $69.99 Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 7, 2011 at each separate price.
- Represents volume-weighted average price of sales of 6,753 shares of Company stock on September 7, 2011 at prices ranging from $70.03 to $70.94 Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 7, 2011 at each separate price.
- The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.
- Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case.
Billionaire Hedge Funds
