Filing Details
- Accession Number:
- 0001209191-11-047115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-08 16:07:00
- Reporting Period:
- 2011-09-06
- Filing Date:
- 2011-09-08
- Accepted Time:
- 2011-09-08 16:07:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872589 | Regeneron Pharmaceuticals Inc | REGN | Pharmaceutical Preparations (2834) | 133444607 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218629 | S Leonard Schleifer | 777 Old Saw Mill River Road Tarrytown NY 10591 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-06 | 90 | $63.01 | 810 | No | 4 | S | Indirect | by Trust for Son |
| Common Stock | Disposition | 2011-09-06 | 180 | $65.56 | 630 | No | 4 | S | Indirect | by Trust for Son |
| Common Stock | Disposition | 2011-09-06 | 630 | $66.54 | 0 | No | 4 | S | Indirect | by Trust for Son |
| Common Stock | Acquisiton | 2011-09-06 | 7,000 | $0.00 | 7,000 | No | 4 | C | Indirect | by Trust for Son |
| Common Stock | Disposition | 2011-09-06 | 3,500 | $65.27 | 3,500 | No | 4 | S | Indirect | by Trust for Son |
| Common Stock | Disposition | 2011-09-06 | 2,700 | $66.42 | 800 | No | 4 | S | Indirect | by Trust for Son |
| Common Stock | Disposition | 2011-09-06 | 300 | $67.50 | 500 | No | 4 | S | Indirect | by Trust for Son |
| Common Stock | Disposition | 2011-09-06 | 500 | $68.42 | 0 | No | 4 | S | Indirect | by Trust for Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Trust for Son |
| No | 4 | S | Indirect | by Trust for Son |
| No | 4 | S | Indirect | by Trust for Son |
| No | 4 | C | Indirect | by Trust for Son |
| No | 4 | S | Indirect | by Trust for Son |
| No | 4 | S | Indirect | by Trust for Son |
| No | 4 | S | Indirect | by Trust for Son |
| No | 4 | S | Indirect | by Trust for Son |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Class A Stock | Disposition | 2011-09-06 | 7,000 | $0.00 | 7,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,275 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 78,765 | Direct | |
| Common Stock | 100,000 | Indirect | by GRAT |
| Common Stock | 5,416 | Indirect | by 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Class A Stock | $0.00 | 1,710,790 | 1,710,790 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,710,790 | 1,710,790 | Direct |
Footnotes
- Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- Represents volume-weighted average price of sales of 180 shares of Company stock on September 6, 2011 at prices ranging from $65.53 to $65.64. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 6, 2011 at each separate price.
- Represents volume-weighted average price of sales of 630 shares of Company stock on September 6, 2011 at prices ranging from $66.08 to $66.99.. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 6, 2011 at each separate price.
- Shares of Class A Stock are convertible at any time on a share-for-share basis into Common Stock.
- Represents volume-weighted average price of sales of 3,500 shares of Company stock on September 6, 2011 at prices ranging from $65.00 to $65.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 6, 2011 at each separate price.
- Represents volume-weighted average price of sales of 2,700 shares of Company stock on September 6, 2011 at prices ranging from $66.03 to $66.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 6, 2011 at each separate price.
- Represents volume-weighted average price of sales of 300 shares of Company stock on September 6, 2011 at prices ranging from $67.25 to $67.81. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 6, 2011 at each separate price.
- Represents volume-weighted average price of sales of 500 shares of Company stock on September 6, 2011 at prices ranging from $68.15 to $68.88. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the trust on September 6, 2011 at each separate price.
- Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case.
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