Filing Details

Accession Number:
0000950170-25-010644
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-01-29 18:41:39
Reporting Period:
2025-01-27
Accepted Time:
2025-01-29 18:41:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828811 Li-Cycle Holdings Corp. LICY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1764910 Dawei Li C/O Li-Cycle Holdings Corp
207 Queens Quay West, Suite 590
Toronto A6 M5J 1A7
Chief Commercial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2025-01-27 276 $1.08 62,379 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").
  2. Includes 54,794 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
  3. On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of common shares (including RSUs) beneficially owned as reported on this Form 4 have been adjusted to correct an arithmetic error in a prior Form 4 filing byfully reflecting the Share Consolidation.